Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Rainone is an investment advisor representative with CWM, LLC. Kristen has been in the financial services industry for over 10 years and has worked for several firms including Cetera Advisor Networks LLC, LPL Financial LLC, and TD Ameritrade, Inc. Kristen is registered with the state of Florida and Nevada as an Investment Advisor Representative. Kristen specializes in financial planning, portfolio management, and selection of other advisors. Kristen has a Series 7, Series 63, and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
07/08/2024 - Present
CWM, LLC (OMAHA NE)
FL
07/23/2018 - 04/24/2019
CETERA ADVISOR NETWORKS LLC (WINDERMERE FL)
FL
02/08/2018 - 07/25/2018
LPL FINANCIAL LLC (CELEBRATION FL)
TX
01/12/2016 - 10/18/2017
TD AMERITRADE, INC. (FORT WORTH TX)
TX
01/24/2014 - 10/20/2015
TD AMERITRADE, INC. (FORT WORTH TX)
TX
03/10/2010 - 03/19/2013
CHARLES SCHWAB & CO., INC. (SOUTHLAKE TX)
TX
10/24/2007 - 01/04/2010
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
07/17/2007 - 09/11/2007
OPPENHEIMER & CO. INC. (FORTH WORTH TX)
TX
02/05/2007 - 07/10/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
IA
Issued 05/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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