Unclaimed
Kristen Coombs is a financial professional with over 16 years of experience in the financial services industry. She is a registered representative with Fidelity Brokerage Services LLC. Kristen has passed the Series 66, Series 9, Series 10 and Series 7 exams, along with the Securities Industry Essentials (SIE) exam. Kristen is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/15/2006 - Present
Fidelity Brokerage Services LLC (JERSEY CITY NJ)
BOTH
Issued 06/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/04/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Kristen Coombs is the right advisor for you? Invested Better is here to help.