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Kristen Elizabeth Coombs

Fidelity Brokerage Services LLC

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About Kristen Elizabeth Coombs

Kristen Coombs is a financial professional with over 16 years of experience in the financial services industry. She is a registered representative with Fidelity Brokerage Services LLC. Kristen has passed the Series 66, Series 9, Series 10 and Series 7 exams, along with the Securities Industry Essentials (SIE) exam. Kristen is currently registered with FINRA.

Firm Information

Kristen Coombs is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristen Coombs’s Registration & Firm History

NJ

03/15/2006 - Present

Fidelity Brokerage Services LLC (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 06/19/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/09/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/04/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kristen Elizabeth Coombs.
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