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Kristen Edenfield

DWS Distributors, Inc.

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About Kristen Edenfield

Kristen Edenfield is a financial professional with over 6 years of experience in the industry. Kristen is currently registered with DWS Distributors, Inc. and holds multiple licenses including Series 7, Series 63, Series 66, Series 9, Series 10, and Series 24. Kristen has been a registered representative for DWS Distributors, Inc. since June 4, 2019. Prior to joining DWS Distributors, Inc., Kristen was with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Kristen is licensed in Florida and New York.

Firm Information

Kristen Edenfield is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristen Edenfield’s Registration & Firm History

FL

06/04/2019 - Present

DWS Distributors, Inc. (JACKSONVILLE FL)

FL

07/17/2013 - 05/28/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 03/18/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/2019

Series 24 - General Securities Principal Examination

BC

Issued 07/21/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/12/2017

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristen Edenfield.
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