Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Owen is a financial advisor with Oppenheimer & Co. Inc. who has been in the financial industry since 2008. Kristen Owen has experience in various investment products and has passed numerous licensing exams, including the Series 6, 7, 63, and SIE exams. Kristen Owen has previously worked at Janney Montgomery Scott LLC, LPL Financial LLC, Charles Schwab & Co., Inc. and NatCity Investments, Inc.. Kristen Owen is registered with the state of New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/24/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
PA
11/19/2013 - 05/06/2015
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
VA
02/04/2013 - 12/18/2013
LPL FINANCIAL LLC (ALEXANDRIA VA)
OH
09/03/2009 - 08/19/2010
CHARLES SCHWAB & CO., INC. (RICHFIELD OH)
OH
04/29/2008 - 07/24/2009
NATCITY INVESTMENTS, INC. (AKRON OH)
BC
Issued 02/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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