Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Mitchell is a financial advisor with over 10 years of experience in the financial industry. Kristen is registered to provide investment advice and securities transactions in multiple states. Kristen is currently employed with W&S Brokerage Services, Inc. where she helps individual clients create and manage their investment portfolios. Prior to joining W&S Brokerage Services, Inc., Kristen was employed with PRINCIPAL SECURITIES, INC.. Kristen holds Series 6 and Series 63 licenses along with the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
01/10/2018 - Present
W&S Brokerage Services, Inc. (Cary NC)
NC
05/05/2015 - 08/18/2017
PRINCIPAL SECURITIES, INC. (Raleigh NC)
NC
04/25/2013 - 05/07/2015
W&S BROKERAGE SERVICES, INC. (RALEIGH NC)
BC
Issued 05/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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