Unclaimed
Kristen E Ehinger is a Registered Representative and Investment Adviser Representative currently employed by Empirical Research Partners LLC. Kristen has been in the industry for 13 years and holds a Series 65 license and a Series 66 license. She is also licensed in New York for both Broker-Dealer and Investment Advisor. Prior to her current role at Empirical Research Partners LLC, Kristen held a position at Credit Suisse Securities (USA) LLC from June 2013 to October 2019. Kristen has previously held positions with MF Global Inc. and Credit Suisse Securities (USA) LLC. Kristen is also licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
See schedule d - miscellaneous for explanation.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
See schedule d - miscellaneous for explanation.
1
2
NY
08/23/2023 - Present
Empirical Research Partners LLC (NEW YORK NY)
NY
06/27/2013 - 10/21/2019
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/10/2011 - 12/01/2011
MF GLOBAL INC. (NEW YORK NY)
NY
02/04/2009 - 07/28/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
IA
Issued 08/09/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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