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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Wasilewski is a financial advisor registered with LPL Financial LLC. Kristen has been in the securities industry since 2002 and is registered in 53 states and the District of Columbia for securities and 2 states for investment advising. Kristen has a broad range of experience and licenses including Series 6, 7, 9, 10, 24, 63, 66, SIE, and 99TO. Kristen holds the Series 9, 10, and 24 principal licenses and is registered in South Carolina and Texas as a general securities principal. Kristen has previously been registered with UVEST FINANCIAL SERVICES GROUP, INC. and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. Kristen is also the owner of TheGeekyPerler, a home-based business. Kristen's primary business focus is providing financial planning and investment advice to individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/25/2018 - Present
LPL Financial LLC (FORT MILL SC)
NC
09/25/2007 - 04/24/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
04/06/2006 - 09/12/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
PA
10/22/2002 - 03/14/2006
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 06/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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