Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Dawne Keogh is a financial advisor registered with Fidelity Brokerage Services LLC. Kristen is licensed to offer investment advice and products in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Kristen has passed the Series 7TO, SIE, and Series 63 exams. Kristen began her career in the financial services industry on August 9, 2023 and currently holds an active FINRA registration. Kristen is located at Fidelity Brokerage Services LLC's branch office in Westlake, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/09/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 08/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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