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Kristen D Ellis

PNC Capital Advisors LLC

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About Kristen D Ellis

Kristen Ellis is a registered representative of PNC Capital Advisors LLC and has been working in the financial industry since May 2014. Kristen holds the Series 66, Series 7 and SIE licenses. Kristen has worked for PNC Capital Advisors LLC since June 2013, PNC Funds Distributor LLC since January 2014 and Newport Group Securities, Inc. from June 2019 to November 2020.

Firm Information

Kristen Ellis is currently registered with PNC Capital Advisors LLC. PNC Capital Advisors LLC is an investment advisor headquartered in Baltimore, MD. They manage over $37.7 billion in assets for a variety of clients, including corporations, state and municipal government entities, insurance companies, charitable organizations, and pooled investment vehicles. They offer proprietary investment analysis services and portfolio management for businesses, individuals, and pooled investment vehicles. The firm has 31 investment adviser representatives and 23 investment advisory functions.
PNC Capital Advisors LLC

ONE EAST PRATT STREET

BALTIMORE, MD 21202

$37.70B

Assets Under Management

1

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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proprietary investment analysis services

Proprietary investment analysis services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kristen Ellis’s Registration & Firm History

NC

03/22/2021 - Present

PNC Capital Advisors LLC (Charlotte NC)

FL

06/03/2019 - 11/19/2020

NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)

NC

01/15/2014 - 05/08/2019

PNC FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 04/24/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristen D Ellis.
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