Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Crews Luikens is a financial advisor with Wells Fargo Clearing Services, LLC. Kristen has been in the industry for 27 years, beginning her career in 1996 at First Union Brokerage Services, Inc. Kristen is licensed in Arizona and North Carolina and holds several securities licenses, including Series 7, Series 9, Series 10, Series 31, Series 63, Series 65 and the SIE. Kristen specializes in providing financial planning and investment consulting services to individuals, businesses and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/09/2010 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
NC
06/19/1996 - 08/15/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 08/06/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/28/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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