Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Cortez is an Investment Adviser Representative associated with Vanguard Advisers, Inc., located in Malvern, PA. Kristen has been in the financial services industry since 2008 and has worked for both Vanguard Marketing Corporation and The Vanguard Group, Inc. Kristen is registered with the state of Pennsylvania and Texas. Kristen is a licensed securities professional, holding the Series 7, 6, 63 and 66 licenses. Kristen has a strong focus on investments and financial planning, specifically in the areas of mutual funds, exchange-traded funds, and variable annuities. Kristen specializes in working with individuals, high-net-worth individuals, corporations, charitable organizations, and retirement plans. Kristen also owns a rental property in Philadelphia, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
09/05/2019 - Present
Vanguard Advisers, Inc. (MALVERN PA)
PA
08/12/2008 - 08/11/2009
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 08/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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