Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Caffrey is a financial advisor with Avantax Investment Services, Inc., based in Dallas, TX. Kristen has been in the financial services industry since April 25, 2004, and has a broad range of experience in providing financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/01/2024 - Present
Avantax Investment Services, Inc. (DALLAS TX)
IA
06/10/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
07/30/2012 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
12/09/2010 - 07/30/2012
ING FINANCIAL ADVISERS, LLC (DES MOINES IA)
IA
03/24/2008 - 11/30/2010
DIRECTED SERVICES LLC (DES MOINES IA)
IA
03/12/2004 - 02/15/2008
ING FINANCIAL ADVISERS, LLC (DES MOINES IA)
PA
05/09/2005 - 06/27/2005
DIRECTED SERVICES, INC. (WEST CHESTER PA)
BC
Issued 05/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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