Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Torres is a financial advisor with Northwestern Mutual Investment Services, LLC in Woburn, MA. Kristen has been in the financial industry since March 4, 2015 and has a strong track record of success. Kristen is committed to providing her clients with personalized financial advice and guidance to help them achieve their goals. Kristen is also a Registered Representative with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 9, Series 10, and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MA
07/28/2015 - Present
Northwestern Mutual Investment Services, LLC (Woburn MA)
BOTH
Issued 07/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/23/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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