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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Doyle is a financial advisor with Morgan Stanley. Kristen has been working in the financial services industry since February 2007. Kristen is licensed to offer investment advice in 48 states as well as in New York and Texas. Kristen holds a Series 3, Series 7, and Series 66 license. Kristen holds a Series 63 license, and also holds the SIE. Prior to joining Morgan Stanley, Kristen was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated, Park Avenue Securities LLC, and Mercer Allied Company, L.P. Kristen specializes in investment management and financial planning for high net worth individuals, pension plans, corporations, investment companies, charitable organizations, and insurance companies. Kristen is also a registered Investment Advisor in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/02/2024 - Present
Morgan Stanley (Glens Falls NY)
NY
03/29/2022 - 11/06/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARATOGA SPRINGS NY)
NY
02/11/2020 - 12/02/2021
PARK AVENUE SECURITIES LLC (LATHAM NY)
NY
04/09/2014 - 03/08/2019
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
NY
11/14/2005 - 04/09/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 11/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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