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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Brassard Newdigger is a financial advisor with Morgan Stanley in Sacramento, CA. Kristen has been in the industry since 2008 and has been registered with FINRA and the SEC. She has earned a Series 6, 7, 9, 10, 63, and 65 license. Kristen also holds a current registration as an Investment Advisor Representative with Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/07/2019 - Present
Morgan Stanley (Sacramento CA)
MA
01/02/2014 - 02/13/2017
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
NY
10/17/2013 - 12/09/2013
EULAV SECURITIES LLC (NEW YORK NY)
NY
05/05/2011 - 09/05/2013
TOCQUEVILLE SECURITIES L.P. (NEW YORK NY)
CO
03/05/2010 - 03/07/2011
ALPS DISTRIBUTORS, INC. (DENVER CO)
CA
04/16/2008 - 02/16/2010
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
CT
11/07/2006 - 04/22/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
Issued 02/14/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/07/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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