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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Brammer Taylor is a financial advisor with Stifel, Nicolaus & Company, Inc. Kristen has been working in the financial industry since 1981. Prior to joining Stifel, Nicolaus & Company, Inc. Kristen worked at UBS Financial Services Inc. and Piper Jaffray & Co. Kristen is registered to provide investment advice in Washington and Texas and is also registered to provide securities services in Washington and 23 other states. Kristen is a Series 65, Series 63, Series 3, Series 7, Series 8, Series 9, Series 10, and SIE licensed advisor. Kristen holds a principal's license with Stifel, Nicolaus & Company, Inc. Kristen specializes in financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/11/2009 - Present
Stifel, Nicolaus & Company, Inc. (WENATCHEE WA)
WA
08/12/2006 - 09/11/2009
UBS FINANCIAL SERVICES INC. (WENATCHEE WA)
WA
01/06/1984 - 08/12/2006
PIPER JAFFRAY & CO. (WENATCHEE WA)
NA
11/17/1981 - 12/30/1983
FOSTER & MARSHALL/AMERICAN EXPRESS INC.
IA
Issued 03/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1983
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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