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Kristen Berczuk Humphrey

Wells Fargo Securities, LLC

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About Kristen Berczuk Humphrey

Kristen Berczuk Humphrey is a registered representative with Wells Fargo Securities, LLC. Kristen is licensed to sell securities in Georgia. Kristen has been in the financial industry for 8 years and has passed the Series 63, Series 79, and SIE exams.

Firm Information

Kristen Humphrey is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristen Humphrey’s Registration & Firm History

GA

05/11/2015 - Present

Wells Fargo Securities, LLC (ATLANTA GA)

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Licenses & Designations

BC

Issued 05/22/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kristen Berczuk Humphrey.
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