Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Richards is a financial advisor with over 20 years of experience in the financial industry. Kristen is currently registered with FS Investment Solutions, LLC in Pennsylvania. Kristen has held previous positions at FORESIDE FUND SERVICES, LLC and Waddell & Reed. Kristen is a Series 7, Series 24, and Series 63 licensed advisor. Kristen holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
03/02/2020 - Present
FS Investment Solutions, LLC (PHILADELPHIA PA)
KS
12/02/2015 - 02/27/2020
FORESIDE FUND SERVICES, LLC (Leawood KS)
KS
06/19/1996 - 07/28/2015
WADDELL & REED (OVERLAND PARK KS)
BC
Issued 01/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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