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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Ann Ketchum is a financial advisor who has been in the industry since 2004. Kristen is currently registered with Benjamin F. Edwards & Company, Inc. in St. Louis, Missouri. Kristen has a Series 7 and a Series 66 license and has been registered with the state of New York since 2021. Previously, Kristen was with RBC Capital Markets, LLC and Wachovia Securities, LLC. Kristen provides financial planning services, educational seminars, and portfolio management for individuals and businesses. Kristen is also a registered investment advisor and has a large client base with assets under management exceeding $11.2 billion. Kristen's clients include individuals, corporations, and pension plans. Kristen is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
01/25/2017 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
NY
06/12/2008 - 01/30/2014
RBC CAPITAL MARKETS, LLC (PAINTED POST NY)
NY
01/01/2008 - 06/12/2008
WACHOVIA SECURITIES, LLC (PAINTED POST NY)
NY
11/24/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PAINTED POST NY)
BOTH
Issued 01/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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