Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen Amy Niimi Moura is a financial advisor at Ameriprise Financial Services, LLC. Kristen has been in the financial industry since 2006 and has experience working with a variety of clients, including individuals, families, businesses, and institutions. Kristen has a Series 7 and Series 66 license, and is also a Registered Investment Advisor. Kristen is committed to providing her clients with personalized financial advice and guidance. Kristen Moura is passionate about helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
08/24/2017 - Present
Ameriprise Financial Services, LLC (HONOLULU HI)
HI
03/15/2017 - 08/29/2017
ROYAL ALLIANCE ASSOCIATES, INC. (HONOLULU HI)
HI
05/13/2016 - 03/15/2017
SIGNATOR INVESTORS, INC. (HONOLULU HI)
HI
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (HONOLULU HI)
HI
09/27/2006 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (HONOLULU HI)
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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