Unclaimed
Kristen Grippi is a financial advisor with over 20 years of experience in the industry. She is currently registered with Evercore Group LLC, a leading investment banking advisory firm. Prior to joining Evercore, Kristen worked at Goldman Sachs & Co. LLC, Goldman Sachs Execution & Clearing, L.P., and Spear, Leeds & Kellogg Specialists LLC. Kristen is licensed to sell securities in 37 states and the District of Columbia. She holds the Series 7, Series 24, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/08/2021 - Present
Evercore Group LLC (NEW YORK NY)
NY
06/16/2005 - 01/19/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
07/15/2002 - 06/17/2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
07/24/2002 - 06/15/2005
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
06/05/2001 - 07/16/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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