Unclaimed
Kristen Alexandra Gottuso is an investment advisor representative at Voya Retirement Advisors, LLC. Kristen has been in the financial industry since December 2012. Kristen is registered with the state of Florida as an Investment Advisor Representative (IAR) and in Maine as both an IAR and a Broker-Dealer. Kristen also holds several industry certifications, including Series 7, Series 6, Series 63, Series 65 and Series 24. Kristen has experience working with both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ME
11/23/2015 - Present
Voya Retirement Advisors, LLC (Bath ME)
FL
04/08/2015 - 09/30/2016
VOYA RETIREMENT ADVISORS, LLC (Jacksonville FL)
FL
12/12/2012 - 04/08/2015
VOYA FINANCIAL PARTNERS, LLC (JACKSONVILLE FL)
IA
Issued 05/08/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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