Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristen? Claim Your ProfileKristen A. Chan is a financial professional with over 16 years of experience in the financial services industry. Kristen has held positions at Fidelity Brokerage Services LLC and National Financial Services LLC. Kristen is currently registered with Fidelity Brokerage Services LLC. Kristen holds a Series 7, 24, 55 and 63 license and is a General Securities Principal. Kristen is also a Series 99TO Operations Professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/11/2020 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
01/21/2013 - 02/07/2013
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
12/21/2006 - 10/10/2011
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BC
Issued 02/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/26/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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