Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristella? Claim Your ProfileKristella Day is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kristella has been in the financial industry for over 12 years and holds several industry licenses and certifications. She is licensed to provide investment advice in Washington and Texas, and also holds Series 6, 7, 9, 10, 63, and 66 licenses. Kristella specializes in providing financial advice to individuals, families, businesses, and retirement plans. She has extensive experience working with a wide range of clients and understands the importance of developing a personalized financial plan to meet each client’s individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/02/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
WA
04/06/2011 - 04/17/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
WA
09/06/2007 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PORT ORCHARD WA)
BOTH
Issued 8/1/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/6/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/31/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 9/5/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kristella Day is the right advisor for you? Invested Better is here to help.
