Unclaimed
Kristan Slade Droter is a securities professional with over 3 years of experience in the financial services industry. Kristan is currently registered with Tripletree, LLC and Kippsdesanto & Co., both of which are active in the broker-dealer space. Kristan previously held a position at RAYMOND JAMES & ASSOCIATES, INC. in New Orleans, Louisiana. Kristan holds Series 7TO, Series 9, Series 10, Series 66 and SIE licenses, and is registered in the states of Louisiana, New York and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
05/18/2022 - Present
Tripletree, LLC (Minneapolis MN)
LA
01/24/2020 - 10/12/2020
RAYMOND JAMES & ASSOCIATES, INC. (NEW ORLEANS LA)
BOTH
Issued 05/19/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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