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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristan? Claim Your ProfileKristan Rowland is a financial advisor with UBS Financial Services Inc. Kristan has been in the industry since September 8, 2004. She holds the Series 63, 65 and 7 licenses and has earned the Chartered Financial Analyst designation. Kristan specializes in providing financial advice to a variety of clients including individuals, businesses, corporations, high-net-worth individuals, insurance companies, charitable organizations, and pension and profit sharing plans. Prior to joining UBS, Kristan worked at William Blair & Company for 10 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
01/18/2022 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
09/07/2011 - 10/18/2021
WILLIAM BLAIR (CHICAGO IL)
IL
02/10/1998 - 09/14/2004
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BC
Issued 09/15/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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