Unclaimed
Krista Giordano is a registered representative with TD Securities (USA) LLC. Krista has been in the financial industry for over 18 years. Krista is licensed to conduct business in New York. Krista's previous employers include Barclays Capital Inc. and Goldman Sachs & Co.. Krista has passed the Series 63, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/09/2017 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
05/03/2014 - 04/18/2016
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
06/20/2012 - 03/08/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/06/2010 - 07/19/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/09/2007 - 04/30/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/16/2006 - 04/23/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
09/09/2004 - 04/19/2006
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
NY
06/15/1999 - 04/24/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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