Unclaimed
Krista Scott is a financial advisor with J.P. Morgan Securities LLC, registered with FINRA as a Registered Representative and as an Investment Advisor Representative. Krista has been in the financial services industry for over 13 years. Krista is registered in Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Missouri, New Hampshire, New Mexico, New York, North Carolina, Ohio, Rhode Island, South Carolina, Tennessee, Texas, Virginia, Washington, and Wisconsin. Prior to working at J.P. Morgan Securities LLC, Krista was employed at GWFS EQUITIES, INC. and PNC Investments. Krista is a Series 66 and Series 63 license holder, and has also passed the SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IN
01/21/2022 - Present
J.p. Morgan Securities LLC (GREENFIELD IN)
CO
08/24/2021 - 10/11/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
IN
07/07/2016 - 08/07/2021
J.P. MORGAN SECURITIES LLC (NOBLESVILLE IN)
IN
12/20/2011 - 06/09/2016
PNC INVESTMENTS (NOBLESVILLE IN)
OH
04/25/2011 - 12/20/2011
WADDELL & REED, INC. (CINCINNATI OH)
KY
08/04/2008 - 04/27/2010
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 02/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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