Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Krista? Claim Your ProfileKrista Noel Schlappatha is a financial advisor with Raymond James & Associates, Inc. located in ROLLING HILLS ESTATES, CA. Krista has been working in the financial services industry since 2003. Prior to joining Raymond James & Associates, Inc., Krista worked at MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC.. Krista holds the Series 63, SIE and Series 7 licenses. Krista specializes in providing financial advice to individuals, high net worth individuals, businesses, insurance companies, corporations, charitable organizations, pension and profit sharing plans, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/03/2022 - Present
Raymond James & Associates, Inc. (ROLLING HILLS ESTATES CA)
CA
06/01/2009 - 09/09/2022
MORGAN STANLEY (El Segundo CA)
CA
01/22/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (EL SEGUNDO CA)
BC
Issued 02/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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