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Krista L Rivers

Touchstone Securities, Inc.

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About Krista L Rivers

Krista Rivers is a financial advisor with over 28 years of experience in the industry. Krista currently holds a Series 7 and Series 66 license and is registered with Touchstone Securities, Inc., which is a firm headquartered in Cincinnati, OH. Krista’s work has centered on the Midwest and she holds securities licenses in 20 states. Prior to working with Touchstone Securities, Inc., Krista was a registered representative with FORESIDE FUND SERVICES, LLC, Ariel Distributors, LLC, and Ariel Capital Management, Inc.

Firm Information

Krista Rivers is currently registered with Touchstone Securities, Inc.. Touchstone Securities, Inc. is a Corporation formed on February 27, 1968, headquartered in Alabama. The firm is registered with the SEC and in all 50 states, District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

95

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Krista Rivers’s Registration & Firm History

OH

03/09/2023 - Present

Touchstone Securities, Inc. (Cincinnati OH)

IL

03/22/2021 - 02/15/2023

FORESIDE FUND SERVICES, LLC (Chicago IL)

IL

05/15/1995 - 05/27/2014

ARIEL DISTRIBUTORS, LLC (CHICAGO IL)

NA

07/21/1994 - 05/15/1995

ARIEL CAPITAL MANAGEMENT, INC.

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Licenses & Designations

BC

Issued 05/21/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/03/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/20/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Krista L Rivers.
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