Unclaimed
Krista Rivers is a financial advisor with over 28 years of experience in the industry. Krista currently holds a Series 7 and Series 66 license and is registered with Touchstone Securities, Inc., which is a firm headquartered in Cincinnati, OH. Krista’s work has centered on the Midwest and she holds securities licenses in 20 states. Prior to working with Touchstone Securities, Inc., Krista was a registered representative with FORESIDE FUND SERVICES, LLC, Ariel Distributors, LLC, and Ariel Capital Management, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
03/09/2023 - Present
Touchstone Securities, Inc. (Cincinnati OH)
IL
03/22/2021 - 02/15/2023
FORESIDE FUND SERVICES, LLC (Chicago IL)
IL
05/15/1995 - 05/27/2014
ARIEL DISTRIBUTORS, LLC (CHICAGO IL)
NA
07/21/1994 - 05/15/1995
ARIEL CAPITAL MANAGEMENT, INC.
BC
Issued 05/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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