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Krista Beth Farinas

Mutual OF America Securities LLC

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About Krista Beth Farinas

Krista Farinas is a financial professional with over 20 years of experience in the industry. Krista is currently registered with Mutual of America Securities LLC. Mutual of America Securities LLC is a broker-dealer and investment advisor firm headquartered in New York, NY. Krista holds a Series 6, Series 99, and SIE licenses. Krista is also a licensed investment advisor representative in Florida.

Firm Information

Krista Farinas is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Krista Farinas’s Registration & Firm History

FL

11/03/2014 - Present

Mutual OF America Securities LLC (TAMPA FL)

FL

06/26/2001 - 11/24/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Tampa FL)

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Licenses & Designations

IA

Issued 07/07/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Krista Beth Farinas.
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