Unclaimed
Krista Farinas is a financial professional with over 20 years of experience in the industry. Krista is currently registered with Mutual of America Securities LLC. Mutual of America Securities LLC is a broker-dealer and investment advisor firm headquartered in New York, NY. Krista holds a Series 6, Series 99, and SIE licenses. Krista is also a licensed investment advisor representative in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/03/2014 - Present
Mutual OF America Securities LLC (TAMPA FL)
FL
06/26/2001 - 11/24/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Tampa FL)
IA
Issued 07/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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