Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kris? Claim Your ProfileKris Prellberg is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Bloomfield Hills, Michigan. Kris has been working in the financial industry since 2003 and has experience working with a wide range of clients, including individuals, businesses, and institutions. Kris holds licenses in Michigan and Texas, and also is registered to provide investment advice in 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
04/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMFIELD HILLS MI)
MI
05/23/2008 - 06/14/2022
WELLS FARGO CLEARING SERVICES, LLC (TROY MI)
NJ
03/12/2003 - 11/29/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/17/2002 - 02/11/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 12/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/13/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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