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Kris Nicholas Gregory

Fifth Third Securities, Inc.

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About Kris Nicholas Gregory

Kris Nicholas Gregory is a financial advisor with Fifth Third Securities, Inc. based in Tampa, Florida. Kris is a Series 7 and Series 63 licensed financial advisor with over 20 years of experience in the financial services industry. Kris has previously worked at Stifel, Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., Cantor Fitzgerald & Co., SunTrust Capital Markets, Inc., and NBC Capital Markets Group, Inc. Kris specializes in providing portfolio management for individuals and businesses, as well as financial planning and selection of other advisors.

Firm Information

Kris Gregory is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kris Gregory’s Registration & Firm History

FL

10/21/2015 - Present

Fifth Third Securities, Inc. (TAMPA FL)

FL

05/17/2012 - 10/12/2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED (TAMPA FL)

FL

07/03/2007 - 04/04/2012

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

TN

06/23/2006 - 06/25/2007

CANTOR FITZGERALD & CO. (MEMPHIS TN)

TN

02/22/2005 - 06/26/2006

SUNTRUST CAPITAL MARKETS, INC. (MEMPHIS TN)

TN

06/26/2001 - 02/22/2005

NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 07/02/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kris Nicholas Gregory.
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