Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kris? Claim Your ProfileKris Moreton is a financial advisor currently working for Columbia Management Investment Distributors, Inc. Kris holds several industry licenses including Series 7, Series 24 and Series 63. Kris has been registered with the Financial Industry Regulatory Authority (FINRA) since 2007. Before working for Columbia Management Investment Distributors, Inc. Kris worked for RIVERSOURCE DISTRIBUTORS, INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
01/02/2009 - Present
Columbia Management Investment Distributors, Inc. (Minneapolis MN)
MN
06/16/2008 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
NY
08/29/2007 - 01/14/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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