Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kris? Claim Your ProfileKris Gerard Federico is a financial advisor with Ameriprise Financial Services, LLC and is licensed to offer financial advice in Massachusetts, Connecticut, Florida, New Hampshire, New York, Rhode Island and Texas. Kris has been in the financial industry since 2000, and has worked for several firms in the past, including UBS Financial Services Inc. and Morgan Stanley Smith Barney. Kris is a Series 7, 63, 66 and SIE licensed advisor and holds several specializations to help clients with their financial planning and investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
02/09/2024 - Present
Ameriprise Financial Services, LLC (Hingham MA)
MA
11/29/2013 - 03/14/2016
AMERIPRISE FINANCIAL SERVICES, INC. (WESTBOROUGH MA)
MA
04/14/2011 - 07/24/2013
UBS FINANCIAL SERVICES INC. (WELLESLEY MA)
RI
06/01/2009 - 03/22/2011
MORGAN STANLEY SMITH BARNEY (PROVIDENCE RI)
RI
08/29/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)
MA
06/29/2001 - 11/03/2005
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
11/08/2000 - 06/29/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 10/16/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/08/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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