Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kris? Claim Your ProfileKris Tower is a financial advisor with over 27 years of experience in the financial services industry. Kris currently works with Osaic Wealth, Inc. and Novem Group, providing investment advisory services to individuals, businesses, and institutions. Kris is a Certified Financial Planner and holds several securities licenses, including Series 7, 9, 10, 24, 52, 63, and 65. Kris has a strong track record of providing comprehensive financial planning services, including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/25/2024 - Present
Osaic Wealth, Inc. (DENVER CO)
NY
01/21/2004 - 02/15/2006
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
TX
05/08/2003 - 01/22/2004
LLOYD, SCOTT & VALENTI, LTD. (AUSTIN TX)
MI
08/06/1996 - 05/13/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 12/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2003
Series 24 - General Securities Principal Examination
BC
Issued 05/16/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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