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Kris-eric Surillo

Cetera Investment Services LLC

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About Kris-eric Surillo

Kris-eric Surillo is a financial advisor with Cetera Investment Services LLC in ST CLOUD, MN. Kris-eric has been in the financial services industry since 2008. Kris-eric is registered with the state of Alabama and Florida and holds Series 6 and Series 63 licenses as well as the SIE exam.

Firm Information

Kris-eric Surillo is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kris-eric Surillo’s Registration & Firm History

MN

03/22/2023 - Present

Cetera Investment Services LLC (ST CLOUD MN)

MN

02/11/2015 - 01/24/2023

CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)

FL

10/29/2010 - 09/18/2013

SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)

FL

02/26/2008 - 04/14/2009

WACHOVIA SECURITIES, LLC (ZEPHYRHILLS FL)

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Licenses & Designations

BC

Issued 03/31/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kris-eric Surillo.
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