Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kris? Claim Your ProfileKris Grosshans is a securities professional with over 20 years of experience in the financial industry. Kris currently holds a Series 7, 24, 63, 79, and SIE license. Kris has been registered with Mizuho Securities USA LLC since 2011, and has prior experience with HS & CO., INC., and ABN AMRO INCORPORATED. Kris is registered to provide securities related services in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/07/2011 - Present
Mizuho Securities USA LLC (NEW YORK NY)
IL
03/03/2010 - 03/25/2011
HS & CO., INC. (CHICAGO IL)
IL
03/14/2001 - 07/02/2008
ABN AMRO INCORPORATED (CHICAGO IL)
BC
Issued 04/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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