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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kreg? Claim Your ProfileKreg Pearless is an investment advisor representative with UBS Financial Services Inc. Kreg has been in the industry since 2007. Kreg has a total of 10 SRO registrations and 52 state registrations. Kreg is registered in California, Texas and other states. Kreg holds Series 3, 7, 9, 10, 66 and SIE licenses. Kreg has been employed by UBS Financial Services Inc since 2005 and previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Kreg has a combined total of 3 product exams, 2 principal exams and 1 state exam. Kreg has experience providing services to individuals, high-net-worth individuals, corporations, businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/12/2015 - Present
UBS Financial Services Inc. (NEWPORT BEACH CA)
MA
11/07/2008 - 09/11/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
09/08/2005 - 11/17/2008
UBS FINANCIAL SERVICES INC. (PEABODY MA)
BOTH
Issued 10/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/04/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/20/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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