Unclaimed
Kraig Karnazes is a financial advisor associated with Commonwealth Financial Network. Kraig has been in the financial services industry since November 1995. Kraig is registered with the following states: Arizona, California, Nevada, Tennessee, Utah, and Wyoming. Kraig is also a registered Investment Advisor representative with the state of California. Kraig specializes in a wide range of financial services, including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/01/2021 - Present
Commonwealth Financial Network (Laguna Niguel CA)
CA
09/20/2013 - 04/06/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (RANCHO SANTA MARGARITA CA)
CA
01/01/2008 - 09/20/2013
WELLS FARGO ADVISORS, LLC (LAGUNA BEACH CA)
CA
04/26/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAGUNA BEACH CA)
CA
03/30/2005 - 05/05/2005
LIBERTY GROUP, LLC (OAKLAND CA)
MO
01/08/1999 - 04/07/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MI
11/06/1995 - 01/27/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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