Unclaimed
Kraig Williams has been in the financial industry since March 14, 2000. Currently, Kraig Williams is a registered representative at Stifel, Nicolaus & Company, Inc., a firm with offices in Fayetteville, AR and St. Louis, MO. Kraig Williams is also a registered Investment Advisor in Arkansas and Texas. Prior to joining Stifel, Nicolaus & Company, Inc., Kraig Williams worked at Wells Fargo Clearing Services, LLC. and A. G. Edwards & Sons, Inc. in Springdale, AR. Kraig Williams holds Series 7, 31, 66 and SIE licenses. Kraig Williams specializes in providing financial planning services for individuals and businesses, including retirement planning, college savings, and estate planning. Kraig Williams also manages investment portfolios for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
07/10/2024 - Present
Stifel, Nicolaus & Company, Inc. (Fayetteville AR)
AR
01/01/2008 - 07/15/2024
WELLS FARGO CLEARING SERVICES, LLC (SPRINGDALE AR)
AR
03/15/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SPRINGDALE AR)
BOTH
Issued 02/18/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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