Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kozue? Claim Your ProfileKozue M. Wang is a financial advisor with over 9 years of experience in the financial services industry. She is registered with LPL Financial LLC, a national financial services firm, and holds several industry licenses, including Series 6, 7, 63 and 65 licenses. Prior to joining LPL Financial LLC, Kozue worked at UNIONBANC INVESTMENT SERVICES, LLC, where she provided financial advice to individuals and families. She is committed to providing her clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/13/2019 - Present
LPL Financial LLC (MOUNTAIN VIEW CA)
CA
04/21/2010 - 04/11/2019
UNIONBANC INVESTMENT SERVICES, LLC (SUNNYVALE CA)
IA
Issued 01/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kozue Wang is the right advisor for you? Invested Better is here to help.
