Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kostantinos? Claim Your ProfileKostantinos Kapetanos is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Kostantinos has been in the industry since March 2019 and has a diverse background in the financial services industry. Kostantinos has a strong record of success in providing investment advice and portfolio management services to a wide range of clients, including individuals, families, businesses, and institutions. Kostantinos is committed to providing personalized financial advice and building long-term relationships with clients. Kostantinos has a strong track record of providing investment advice and portfolio management services to a wide range of clients. Kostantinos is committed to providing personalized financial advice and building long-term relationships with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
06/09/2021 - 10/21/2022
ROCKEFELLER FINANCIAL LLC (Chicago IL)
IL
01/04/2019 - 05/18/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
BOTH
Issued 01/27/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/05/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2019
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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