Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kory? Claim Your ProfileKory Lee Sweatfield has been in the financial services industry since 1996. Kory is currently registered with Cetera Advisor Networks LLC in Ogden, Utah. Kory has previously worked with VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL PARTNERS, INC., and WMA SECURITIES, INC.. Kory holds Series 6, Series 63, and SIE licenses. Kory is registered in 5 states, including Utah, California, Idaho, Nevada, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
06/09/2021 - Present
Cetera Advisor Networks LLC (OGDEN UT)
UT
04/26/2013 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (OGDEN UT)
UT
11/08/1995 - 12/31/2011
ING FINANCIAL PARTNERS, INC. (MIDVALE UT)
GA
04/10/1995 - 11/15/1995
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 04/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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