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Kory Joel Schwan

Kovack Advisors, Inc.

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About Kory Joel Schwan

Kory Joel Schwan is a registered investment advisor representative with Kovack Advisors, Inc.. Kory has been in the industry since 2020. Kory holds Series 63, 65, SIE and Series 6TO licenses. Kory has experience in financial planning, client services, tax preparation and planning and fixed insurance. Kory specializes in portfolio management for businesses and individuals. Kory has offices in Fort Lauderdale, Florida and Aberdeen, South Dakota.

Firm Information

Kory Schwan is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kory Schwan’s Registration & Firm History

FL

03/20/2020 - Present

Kovack Advisors, Inc. (FT. LAUDERDALE FL)

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Licenses & Designations

BC

Issued 04/18/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/31/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/23/2021

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kory Joel Schwan.
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