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Kory Borcherding

Cetera Advisor Networks LLC

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About Kory Borcherding

Kory Borcherding is a financial advisor with Cetera Advisor Networks LLC in West Des Moines, IA. Kory has been in the financial services industry since 2014.

Firm Information

Kory Borcherding is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kory Borcherding’s Registration & Firm History

IA

03/18/2014 - Present

Cetera Advisor Networks LLC (WEST DES MOINES IA)

IA

07/11/2014 - 11/20/2023

CETERA ADVISORS LLC (W DES MOINES IA)

IA

07/11/2014 - 11/20/2023

CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)

IA

12/10/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

07/10/2015 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)

IA

07/10/2015 - 11/02/2017

GIRARD SECURITIES, INC. (W DES MOINES IA)

IA

07/10/2015 - 11/09/2016

INVESTORS CAPITAL CORP. (WEST DES MOINES IA)

IA

07/10/2015 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (West Des Moines IA)

IA

07/11/2014 - 07/10/2015

CETERA INVESTMENT SERVICES LLC (W DES MOINES IA)

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Licenses & Designations

BC

Issued 12/21/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/18/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kory Borcherding.
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