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Kory Alan Dowell

Interactive Brokers LLC

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About Kory Alan Dowell

Kory Dowell is a securities professional with over 20 years of experience in the financial services industry. Kory is currently registered with Interactive Brokers LLC in Illinois. Kory has held previous positions with TERRA NOVA FINANCIAL, LLC, Interactive Brokers LLC, LEGENT CLEARING, and Lehman Brothers Inc.. Kory is licensed to sell securities in Illinois.

Firm Information

Kory Dowell is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kory Dowell’s Registration & Firm History

IL

02/08/2010 - Present

Interactive Brokers LLC (CHICAGO IL)

IL

10/27/2008 - 12/03/2009

TERRA NOVA FINANCIAL, LLC (CHICAGO IL)

IL

06/16/2004 - 06/04/2007

INTERACTIVE BROKERS LLC (CHICAGO IL)

NE

09/08/2003 - 03/01/2004

LEGENT CLEARING (OMAHA NE)

NY

05/02/2000 - 10/21/2002

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kory Alan Dowell.
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