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Korie Henry

THE O.n. Equity Sales Co.

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About Korie Henry

Korie Henry is a financial professional licensed to provide investment advice in Kansas and Missouri. Korie is currently registered with The O.n. Equity Sales Co. Prior to joining The O.n. Equity Sales Co., Korie was employed by Athene Securities, LLC, Equitable Distributors, LLC, USA Financial Securities Corporation, Waddell & Reed, Lincoln Financial Distributors, Inc., Transamerica Capital, Inc., Security Distributors, American Century Investment Services Inc., and Security Distributors, Inc.. Korie holds a Series 6, Series 63, and SIE license.

Firm Information

Korie Henry is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Korie Henry’s Registration & Firm History

MO

04/17/2024 - Present

THE O.n. Equity Sales Co. (Lee's Summit MO)

IA

03/23/2022 - 03/13/2024

ATHENE SECURITIES, LLC (WEST DES MOINES IA)

NC

05/26/2021 - 03/18/2022

EQUITABLE DISTRIBUTORS, LLC (CHARLOTTE NC)

KS

12/16/2019 - 06/02/2020

USA FINANCIAL SECURITIES CORPORATION (Overland Park KS)

KS

03/14/2019 - 10/14/2019

WADDELL & REED (OVERLAND PARK KS)

PA

10/19/2018 - 04/01/2019

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

CO

03/28/2017 - 10/01/2018

TRANSAMERICA CAPITAL, INC. (DENVER CO)

KS

01/23/2014 - 04/05/2017

SECURITY DISTRIBUTORS (TOPEKA KS)

MO

04/11/2013 - 01/28/2014

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

KS

02/07/2012 - 04/09/2013

SECURITY DISTRIBUTORS, INC. (TOPEKA KS)

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Licenses & Designations

BC

Issued 02/17/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Korie Henry. Review regulatory record here.
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