Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kori? Claim Your ProfileKori Thompson is a financial advisor who is currently registered with Northwestern Mutual Investment Services, LLC. Kori has been in the industry for about 2 years, starting their journey in September 2021. Kori is licensed in Iowa as a registered representative. Kori also holds the Series 6, 63 and SIE licenses. Kori is committed to providing comprehensive financial advice to clients, and they work with clients to help them reach their financial goals. Kori is currently based in the Coralville, IA office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IA
09/20/2021 - Present
Northwestern Mutual Investment Services, LLC (CORALVILLE IA)
BC
Issued 10/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/12/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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