Unclaimed
Kori Pentzer is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Kori is registered in Arizona, California, Georgia, Idaho, New Jersey, Oregon, Utah, and Washington. Kori is active in the broker-dealer industry and has been for over 1 year. Kori works with clients to provide investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
ID
10/12/2023 - Present
Northwestern Mutual Investment Services, LLC (BOISE ID)
BC
Issued 12/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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